Ricky Li Gee Siao
蕭立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Li Gee Siao (蕭立基), a licensed former licensee with CE reference BFY282. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-07-26 | 2023-06-30 |
| Penjing Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-07-26 | 2023-06-30 |
| Penjing Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2022-07-26 | 2023-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2019-02-04 | 2022-06-30 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2019-02-04 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-04 | 2019-02-04 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-08-04 | 2019-02-04 |