Yuguo Chen
陳宇果
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuguo Chen (陳宇果), a licensed Responsible Officer with CE reference BFY404. Currently licensed at 1 firm(s): Mango Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 — Asset management | 2020-09-16 | present |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-02 | 2020-09-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2020-09-02 | 2020-09-16 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 9 — Asset management | 2020-05-22 | 2020-06-26 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-12 | 2020-05-22 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-12 | 2020-05-22 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 9 — Asset management | 2020-03-12 | 2020-05-22 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-09 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2018-10-09 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-07 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2016-07-07 | 2020-01-15 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-04 | 2018-10-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-04 | 2018-10-09 |