Thuan Shiah Michael Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thuan Shiah Michael Tan, a licensed Responsible Officer with CE reference BFY806. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2023-07-18 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 9 — Asset management | 2015-12-02 | present |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2015-12-02 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2015-08-06 | 2015-12-02 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 2 — Dealing in futures contracts | 2015-08-06 | 2023-07-18 |