Dao Xuan Lim
林道軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dao Xuan Lim (林道軒), a licensed Representative with CE reference BFY969. Currently licensed at 1 firm(s): AlpInvest Partners Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlpInvest Partners Limited 阿爾卑斯投資合夥有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-14 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2020-07-02 | 2021-07-24 |
| Apollo Management Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-06-04 | 2020-07-01 |
| Gateway Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-03-13 | 2018-06-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-08-11 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-11 | 2016-10-05 |