Ruoyi Liu
劉若旖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoyi Liu (劉若旖), a licensed former licensee with CE reference BFZ342. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-06-05 | 2021-04-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2016-05-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-13 | 2016-05-06 |