Rui (SFC:BFZ379) Wang
王睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:BFZ379) Wang (王睿), a licensed former licensee with CE reference BFZ379. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2021-12-13 | 2023-12-27 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-20 | 2020-06-22 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-03-20 | 2020-06-22 |
| Charles-Lim Capital Limited |
Rep | Type 9 — Asset management | 2015-08-28 | 2016-07-22 |