Man Ting Yau
邱萬庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Ting Yau (邱萬庭), a licensed Responsible Officer with CE reference BGA393. Currently licensed at 2 firm(s): Guodu Futures (Hong Kong) Limited, Guodu Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-31 | present |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-31 | present |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-11 | present |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-11 | present |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-29 | 2020-01-31 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-10-29 | 2020-01-31 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2019-01-11 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-16 | 2019-01-11 |