Andrew David Walton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew David Walton ( ), a licensed former licensee with CE reference BGB227. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
RO | Type 7 — Providing automated trading services | 2022-04-13 | 2022-07-08 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2022-07-08 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-07-05 | 2022-04-13 |