Luk Pun Kwok
郭綠蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luk Pun Kwok (郭綠蘋), a licensed former licensee with CE reference BGB730. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-18 | 2019-08-30 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2019-08-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-08 | 2017-07-25 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-08 | 2017-07-25 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-24 | 2017-07-25 |