Zhiyi Song

宋志毅
CE No. BGB785 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiyi Song (宋志毅), a licensed Responsible Officer with CE reference BGB785. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
RO Type 1 — Dealing in securities 2023-08-17 present
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
RO Type 4 — Advising on securities 2023-05-03 present
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
RO Type 9 — Asset management 2023-05-03 present
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 1 — Dealing in securities 2023-03-20 2023-08-17
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 4 — Advising on securities 2023-02-13 2023-05-03
New Harvest Wealth Securities Company Limited
新嘉財富證券有限公司
Rep Type 9 — Asset management 2023-02-13 2023-05-03
Micro Connect (H.K.) Investment Management Limited RO Type 4 — Advising on securities 2022-07-11 2022-12-16
Micro Connect (H.K.) Investment Management Limited RO Type 9 — Asset management 2022-07-11 2022-12-16
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2015-08-25 2021-03-31
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 — Dealing in securities 2015-08-25 2021-03-31
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 — Advising on securities 2015-08-25 2021-03-31

Related