Hoi Ching Lo
盧凱程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ching Lo (盧凱程), a licensed Responsible Officer with CE reference BGD992. Currently licensed at 2 firm(s): BG Securities (HK) Co., Limited, BG Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-12 | present |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-17 | present |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 9 — Asset management | 2019-05-09 | present |
| BG Asset Management Limited 北港資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-29 | 2019-05-09 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2018-12-21 | 2019-03-31 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2017-10-17 | 2018-12-21 |
| BG Asset Management Limited 北港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-05 | 2017-10-06 |