Cheng Cheng
程成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Cheng (程成), a licensed Responsible Officer with CE reference BGE030. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-27 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-07 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-07 | 2022-07-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-07 | 2022-07-19 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-24 | 2022-02-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2021-12-24 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-12 | 2021-09-29 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-25 | 2020-06-12 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-15 | 2017-01-25 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-15 | 2017-01-25 |