Xiaolu Zhao
趙曉路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolu Zhao (趙曉路), a licensed former licensee with CE reference BGE155. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-13 | 2019-08-22 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-13 | 2019-08-22 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-23 | 2018-09-20 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-23 | 2018-09-20 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-23 | 2018-09-20 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-05 | 2016-03-01 |