Jie (SFC:BGE556) Wang
汪杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BGE556) Wang (汪杰), a licensed Responsible Officer with CE reference BGE556. Currently licensed at 1 firm(s): Sino Cornerstone Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Cornerstone Capital Limited 中國基石資本有限公司 |
RO | Type 4 — Advising on securities | 2024-05-21 | present |
| Sino Cornerstone Capital Limited 中國基石資本有限公司 |
RO | Type 9 — Asset management | 2024-05-21 | present |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2022-02-17 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-15 | 2022-02-17 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-15 | 2022-02-17 |