Seung Jin Sim
沈承辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Jin Sim (沈承辰), a licensed former licensee with CE reference BGG389. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2019-02-01 | 2021-02-11 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2019-02-01 | 2021-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-09-22 | 2018-11-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-09-22 | 2018-11-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2015-09-22 | 2018-11-14 |