Ken Noma
野間健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Noma (野間健), a licensed Representative with CE reference BGG973. Currently licensed at 1 firm(s): KPMG Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-12 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-09 | 2022-11-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-18 | 2022-11-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-18 | 2022-11-29 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-30 | 2022-07-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-29 | 2022-07-04 |