James Andrew Buckley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Andrew Buckley ( ), a licensed former licensee with CE reference BGH169. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2015-10-17 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-10-13 | 2015-10-17 |