Sze Chung (SFC:BGH364) Chan
陳思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chung (SFC:BGH364) Chan (陳思聰), a licensed Responsible Officer with CE reference BGH364. Currently licensed at 1 firm(s): HONOR CAPITAL (HK) LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-08 | present |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 9 — Asset management | 2026-04-08 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-10 | 2025-06-02 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-16 | 2023-11-06 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-16 | 2025-06-02 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-16 | 2025-06-02 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-07 | 2021-04-16 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-07 | 2021-04-16 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-07 | 2021-04-16 |