Xiaoxi Li
李曉曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Li (李曉曦), a licensed Responsible Officer with CE reference BGH408. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-09 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 — Advising on securities | 2026-02-09 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-02-09 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-01 | 2026-02-09 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-01 | 2026-02-09 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-12-01 | 2026-02-09 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-04 | 2024-03-13 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 — Advising on securities | 2018-05-04 | 2024-03-13 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-04 | 2024-03-13 |