Jonathan William Trevor Sleath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Trevor Sleath, a licensed Responsible Officer with CE reference BGI238. Currently licensed at 1 firm(s): Toscafund HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toscafund HK Limited |
RO | Type 1 — Dealing in securities | 2022-03-16 | present |
| Toscafund HK Limited |
RO | Type 4 — Advising on securities | 2022-03-16 | present |
| Toscafund HK Limited |
RO | Type 9 — Asset management | 2022-03-16 | present |
| M Science Hong Kong Limited | RO | Type 4 — Advising on securities | 2020-01-07 | 2021-11-08 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-30 | 2019-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2015-10-30 | 2019-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 — Asset management | 2015-10-30 | 2019-07-31 |