Phillip Lap Chi Au
歐立智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillip Lap Chi Au (歐立智), a licensed Representative with CE reference BGK400. Currently licensed at 3 firm(s): Bright Smart Forex Limited, Bright Smart Securities International (H.K.) Limited, Bright Smart Futures & Commodities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-11-30 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-02 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-02 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2017-03-18 |