Hao Luo
羅浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Luo (羅浩), a licensed Responsible Officer with CE reference BGK468. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-15 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2021-04-15 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-02-18 | 2024-05-14 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-30 | 2021-04-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-30 | 2021-04-15 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-30 | 2021-02-18 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-15 | 2019-08-13 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-22 | 2019-08-13 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-22 | 2019-08-13 |