Wa Kin Tang
鄧華鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Kin Tang (鄧華鍵), a licensed Responsible Officer with CE reference BGM127. Currently licensed at 2 firm(s): Ten Asset Management Limited, Tenbase Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-08 | present |
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 9 — Asset management | 2026-01-08 | present |
| Tenbase Securities Limited 拾貝證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-04 | present |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-27 | 2025-02-28 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-02 | 2025-02-28 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-29 | 2024-05-02 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-29 | 2024-05-27 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-02 | 2023-12-29 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-12 | 2023-12-29 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-07-27 | 2023-12-29 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-02 | 2022-06-29 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-09 | 2022-02-10 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2018-09-30 |