Hoi Yan Holly Law
羅凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Holly Law (羅凱欣), a licensed former licensee with CE reference BGM404. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2016-04-08 |