Udy Yuen Fun Lee
李婉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Udy Yuen Fun Lee (李婉芬), a licensed Responsible Officer with CE reference BGM566. Currently licensed at 1 firm(s): BS Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BS Securities Limited 大成功證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-03 | present |
| BS Securities Limited 大成功證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-04 | 2020-01-03 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-16 | 2019-10-11 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-16 | 2019-10-11 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-16 | 2019-10-11 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2017-05-16 | 2019-10-11 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-17 | 2016-11-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-17 | 2016-11-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-17 | 2016-11-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2015-12-17 | 2016-11-28 |