Wu Yan Leung
梁護欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wu Yan Leung (梁護欣), a licensed Representative with CE reference BGM573. Currently licensed at 2 firm(s): China Securities (International) Brokerage Company Limited, China Securities (International) Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-31 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-31 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-31 | present |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-31 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | 2018-05-05 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-26 | 2018-05-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-26 | 2018-05-05 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-26 | 2018-05-05 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-08 | 2017-09-14 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-08 | 2017-09-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2017-09-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-10 | 2017-09-14 |