Lionel Chun Yan Chan
陳俊因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lionel Chun Yan Chan (陳俊因), a licensed former licensee with CE reference BGN505. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2022-02-28 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-04-28 | 2022-02-28 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-28 | 2022-02-28 |
| Gateway Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-05-08 | 2020-04-05 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2017-03-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-01 | 2017-03-30 |