Pan Lau
劉斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Lau (劉斌), a licensed Responsible Officer with CE reference BGO489. Currently licensed at 1 firm(s): Atta Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-05 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2019-07-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-10 | 2018-12-14 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-12 | 2018-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-23 | 2018-08-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-23 | 2016-02-12 |