Timothy Charles Aurel-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Aurel-Smith ( ), a licensed former licensee with CE reference BGO735. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-10-28 | 2025-10-31 |
| Barrenjoey Asia Limited |
Rep | Type 4 — Advising on securities | 2025-10-28 | 2025-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2018-03-12 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-12 | 2017-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-05-05 | 2016-05-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-11-30 | 2015-12-05 |