Shaopeng Zhu
朱少鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaopeng Zhu (朱少鵬), a licensed Responsible Officer with CE reference BGO816. Currently licensed at 1 firm(s): Huizhi International Capital Holdings Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 9 — Asset management | 2020-09-11 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-04 | 2020-09-11 |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2019-09-04 | 2020-09-11 |