Rui (SFC:BGP155) Wang
王睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui (SFC:BGP155) Wang (王睿), a licensed former licensee with CE reference BGP155. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-03 | 2021-01-15 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-03 | 2021-01-15 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-19 | 2021-01-15 |
| Season Asset Management Limited 思辰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-30 | 2020-01-17 |
| Season Asset Management Limited 思辰資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-30 | 2020-01-17 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2018-09-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-18 | 2018-09-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-01-18 | 2018-09-07 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-15 | 2017-01-03 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-15 | 2017-01-03 |