Reto Christian Eigenmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Reto Christian Eigenmann ( ), a licensed former licensee with CE reference BGP290. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-11 | 2018-04-01 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-11 | 2018-04-01 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-11 | 2018-04-01 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-30 | 2017-09-11 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-30 | 2017-09-11 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-30 | 2017-09-11 |