Sen Li
李森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sen Li (李森), a licensed Responsible Officer with CE reference BGP386. Currently licensed at 2 firm(s): Realord Asia Pacific Securities Limited, Realord Asia Pacific Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-09 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-15 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
RO | Type 9 — Asset management | 2023-09-15 | present |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-12 | 2023-09-15 |
| Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-12 | 2023-09-15 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-26 | 2023-05-03 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-11-26 | 2023-05-03 |