Karen Ka Yan Chow
鄒嘉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Chow (鄒嘉恩), a licensed former licensee with CE reference BGP389. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand View Securities Limited 宏滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2023-01-18 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-08 | 2023-01-18 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-08 | 2023-01-18 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-04 | 2018-06-15 |