Sudeep Kumar Sarma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sudeep Kumar Sarma ( ), a licensed former licensee with CE reference BGP663. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-01-12 | 2020-01-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-02 | 2016-01-12 |