Xiaoqian Tan
譚小倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqian Tan (譚小倩), a licensed former licensee with CE reference BGQ372. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-09 | 2023-06-26 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-25 | 2019-09-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2017-05-12 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-15 | 2017-05-12 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-11 | 2016-07-12 |