Hei Yin Arthur Liu
廖希彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yin Arthur Liu (廖希彥), a licensed Representative with CE reference BGQ476. Currently licensed at 1 firm(s): Emperor Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-25 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-10-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-17 | 2017-10-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-21 | 2017-06-23 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2015-12-21 | 2017-06-23 |