Kwok Wa Lam
林國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wa Lam (林國華), a licensed Representative with CE reference BGR160. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-02 | present |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-02 | present |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-29 | 2017-05-19 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-22 | 2017-05-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2016-01-27 |