Phoenix Tong
唐鳳靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoenix Tong (唐鳳靈), a licensed Responsible Officer with CE reference BGS695. Currently licensed at 2 firm(s): Yuan Tong Global Securities Limited, Yuan Tong Global Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-04 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-04 | present |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-04 | present |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-27 | 2021-11-04 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-27 | 2021-11-04 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-27 | 2021-11-04 |
| Vico Capital Limited 維高資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-28 | 2021-09-15 |
| Vico Capital Limited 維高資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-28 | 2021-09-15 |
| Vico Capital Limited 維高資本有限公司 |
Rep | Type 9 — Asset management | 2020-07-28 | 2021-09-15 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2020-01-31 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-01 | 2020-01-31 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-01 | 2020-01-31 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-18 | 2017-06-28 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-18 | 2017-06-28 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-06 | 2017-02-22 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-06 | 2017-02-22 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2017-02-22 |