Shuk Ting Wan
尹淑婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ting Wan (尹淑婷), a licensed Representative with CE reference BGT430. Currently licensed at 2 firm(s): Topaz Financial Group Limited, Topaz Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-30 | present |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-10 | present |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | present |