Chen Kuai
鄶琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Kuai (鄶琛), a licensed Representative with CE reference BGT617. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-08 | present |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-22 | 2021-08-13 |
| Zhongrong International Capital Management Limited 中融國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-22 | 2021-08-13 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-22 | 2020-08-09 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-22 | 2020-08-09 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-31 | 2020-08-09 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-28 | 2018-09-22 |