Mitchell Leslie Holloway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Leslie Holloway, a licensed Responsible Officer with CE reference BGV233. Currently licensed at 1 firm(s): E&P Asia (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E&P Asia (HK) Limited |
RO | Type 1 — Dealing in securities | 2025-01-06 | present |
| E&P Asia (HK) Limited |
RO | Type 4 — Advising on securities | 2025-01-06 | present |
| E&P Asia (HK) Limited |
Rep | Type 1 — Dealing in securities | 2024-03-28 | 2025-01-06 |
| E&P Asia (HK) Limited |
Rep | Type 4 — Advising on securities | 2024-03-28 | 2025-01-06 |
| Bell Potter Securities (HK) Limited |
Rep | Type 1 — Dealing in securities | 2017-06-09 | 2019-04-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-01-14 | 2017-05-19 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-01-14 | 2017-05-19 |