Andrew Koon Ning Lam
林觀寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Koon Ning Lam (林觀寧), a licensed Representative with CE reference BGV313. Currently licensed at 1 firm(s): JVSakk Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-12 | present |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-31 | 2022-06-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-03-07 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-05 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-01-14 | 2018-03-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2016-01-14 | 2018-03-07 |