Sally Ming Yan Ha
哈明欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Ming Yan Ha (哈明欣), a licensed Representative with CE reference BGW594. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-23 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-12 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2018-01-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-20 | 2018-01-31 |
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-20 | 2017-11-01 |