Katherine Ling Ting Lau
劉玲婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ling Ting Lau (劉玲婷), a licensed former licensee with CE reference BGX867. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-08 | 2023-06-02 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-07 | 2023-06-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2023-01-04 |