Simon Martin Parfitt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Martin Parfitt, a licensed Responsible Officer with CE reference BGY807. Currently licensed at 1 firm(s): Pyrmont Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-13 | present |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2025-02-13 | present |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-18 | 2025-02-13 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-18 | 2025-02-13 |