William Lap Wai Chai
柴立威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Lap Wai Chai (柴立威), a licensed Responsible Officer with CE reference BGY964. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 9 — Asset management | 2019-03-26 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-03 | present |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-07 | 2019-03-26 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-15 | 2017-11-03 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-15 | 2017-11-03 |