Jinwoo (SFC:BGY980) Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinwoo (SFC:BGY980) Kim ( ), a licensed former licensee with CE reference BGY980. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-16 | 2023-10-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-29 | 2023-06-30 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-14 | 2023-02-15 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-12 | 2019-08-13 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-11 | 2019-03-13 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | 2018-09-11 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-05 | 2018-02-06 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-26 | 2017-06-27 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | 2016-10-19 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-17 | 2016-02-18 |