Jacky Ngok Chung Yiu
姚岳棕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Ngok Chung Yiu (姚岳棕), a licensed Responsible Officer with CE reference BGZ260. Currently licensed at 2 firm(s): Senchi Morgan Capital Market Limited, Senchi Morgan Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-13 | present |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-13 | present |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 — Asset management | 2025-02-13 | present |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-18 | 2024-12-06 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-18 | 2024-12-06 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 9 — Asset management | 2024-01-18 | 2024-12-06 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-09 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 4 — Advising on securities | 2021-04-09 | 2023-05-30 |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-09 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-16 | 2021-04-09 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-16 | 2021-04-09 |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-16 | 2021-04-09 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-16 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-15 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-15 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-27 | 2019-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-08 | 2019-08-15 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-08 | 2019-08-15 |