Doris Wai Wing Kuo
郭慧頴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Wai Wing Kuo (郭慧頴), a licensed former licensee with CE reference BHB802. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-22 | 2025-12-30 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-22 | 2025-12-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2017-03-31 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2017-03-31 |